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Business Solutions

Our Approach
The professional experience, expertise and flexibility of our consultants allow your financial institution to obtain services with the unique focus and a thorough assessment of each client. Every firm requires a customized approach. No firm has the same demands and challenges of tax planning, operations and controls. Regulatory compliance, financial reporting and procedures vary by institution. We work with your personnel to ensure the needs of your firm are satisfied efficiently and timely without disrupting the day-to-day activities and business operations.

Our clients include financial institutions throughout the spectrum of the financial and futures services industry. Contact Us today for a consultation of how Alan Lash, CPA may ease all your regulatory and accounting services needs. Let us know how you would like to establish or grow your financial institution. Learn about our Fund Administration and Accounting for Managed Funds services, Corporate Tax Preparation planning, and assess your Internal Control Evaluation.

We oversee regulatory compliance and accounting for the following entities:
  • Private Equity Funds – direct investments to private companies.
  • Hedge funds – a managed portfolio of investments that may used advanced investment trading strategies and usually cater to sophisticated investors.
  • Broker-dealers – an individual or an organization in the business of buying and selling securities operating as both a broker and a dealer depending on the transaction.
  • Futures Commission Merchants (FCMs) - an individual or organization which solicits or accepts orders to buy or sell futures contracts or options or futures and accepts money or other assets from customers to support such orders.  
  • Forex Dealer Members (FDMs) - FCMs which deal in Forex and are subject to additional oversight and financial requirements.  
  • Introducing Brokers (IBs) and Referral Agents - an individual or organization which solicits or accepts orders to buy or sell futures contracts or commodity options  
  • Commodity Trading Advisors (CTAs) and Fund Managers - an individual or organization which, for compensation or profit, advises others as to the value of or the advisability of buying or selling futures contracts or commodity options.  
  • Commodity Pool Operators - an individual or organization which operates or solicits funds for a commodity pool.