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Registration with Regulators and Exchanges

US Entities  
Alan Lash, CPA can guide you through the complex regulatory structure of the United States futures industry, under the regulation of the National Futures Association (NFA) and the Commodity Futures and Trading Commission (CFTC). Our professional expertise and over 20 years of experiences allows us to oversee and assist the following entities through a successful registration process. Feel free to Contact Us today for a consultation.   
  • Private Equity Funds
  • Hedge Funds
  • Broker Dealers
  • Futures Commission Merchants 
  • Forex Dealer Members  
  • Introducing Brokers  
  • Commodity Trading Advisors  
  • Commodity Pool Operators  
Read about our Business Solutions to ascertain our customer oriented approach and flexibility.

Foreign Entities and Doing Business Abroad
Are you looking to do business in the United States? Alan Lash, CPA understands the sophistication and challenges of the registration process with the US regulators, such as the NFA and the CFTC.  Our consultants can break down the overwhelming task into a step by step process. Learn more about the variety of our Services.

Are you looking to do business outside of the United States? Is it United Kingdom? Is it Canada? Alan Lash, CPA can guide those financial organizations who anticipate setting up operations abroad and doing business in a foreign jurisdiction.

We direct your business to obtain proper registration requirements or otherwise exemptions from registration. Our firm will take the time to evaluate the operations and structure of your business to properly advise you on which regulatory scheme would be appropriate for your financial institution. Read about our assistance to the various levels and types of financial institutions in our Business Solutions page.